Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SIM, KEVIN HAN CHIAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH5749
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2017 - 20 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2017 - 20 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 9: asset management
Effective Period
12 Sep 2017 - 20 Jun 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SIM, KEVIN HAN CHIAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5749
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5749
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
12 Sep 2017 - 20 Jun 2022
No
AH5749
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
12 Sep 2017 - 20 Jun 2022
No
AH5749
UNION BANCAIRE PRIVÉE, UBP SA
Type 9: asset management
12 Sep 2017 - 20 Jun 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.