Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GOH, DIWEN
Chinese Name of Relevant Individual
吳迪文
HKMA Registration Number
AH5762
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2018 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2018 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
11 Apr 2018 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Sep 2017 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Sep 2017 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Sep 2017 - 30 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GOH, DIWEN
:
Chinese Name of Relevant Individual
吳迪文
:
HKMA Registration Number
AH5762
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5762
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Apr 2018 - 30 Jun 2020
No
AH5762
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Apr 2018 - 30 Jun 2020
No
AH5762
DBS BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
11 Apr 2018 - 30 Jun 2020
No
AH5762
DBS BANK LTD.
Type 1: dealing in securities
12 Sep 2017 - 30 Jun 2020
No
AH5762
DBS BANK LTD.
Type 4: advising on securities
12 Sep 2017 - 30 Jun 2020
No
AH5762
DBS BANK LTD.
Type 6: advising on corporate finance
12 Sep 2017 - 30 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.