Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAY, JIA MIN
Chinese Name of Relevant Individual
HKMA Registration Number
AH5764
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
SOCIETE GENERALE
SFC CE number
AAL252
Business Address
LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2024 - 09 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Apr 2019 - 04 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
23 May 2018 - 25 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2017 - 15 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAY, JIA MIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5764
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SOCIETE GENERALE
Type 1: dealing in securities
25 Jun 2025
No
SALES
Name of Registered Institution
SFC CE number
Business Address
SOCIETE GENERALE
AAL252
LEVEL 38, THREE PACIFIC PLACE, 1 QUEEN'S ROAD EAST, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5764
SOCIETE GENERALE
Type 1: dealing in securities
Since 25 Jun 2025
No
AH5764
SOCIETE GENERALE
Type 1: dealing in securities
10 Dec 2024 - 09 Jun 2025
No
AH5764
SOCIETE GENERALE
Type 1: dealing in securities
01 Apr 2019 - 04 Apr 2019
No
AH5764
SOCIETE GENERALE
Type 1: dealing in securities
23 May 2018 - 25 May 2018
No
AH5764
SOCIETE GENERALE
Type 1: dealing in securities
13 Sep 2017 - 15 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.