Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SU, TIAN YI
Chinese Name of Relevant Individual
蘇天逸
HKMA Registration Number
AH5775
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Oct 2020 - 11 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2017 - 17 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COÖPERATIEVE RABOBANK U.A.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
15 Sep 2017 - 17 Dec 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SU, TIAN YI
:
Chinese Name of Relevant Individual
蘇天逸
:
HKMA Registration Number
AH5775
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5775
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
09 Oct 2020 - 11 Mar 2021
No
AH5775
COÖPERATIEVE RABOBANK U.A.
Type 1: dealing in securities
15 Sep 2017 - 17 Dec 2018
No
AH5775
COÖPERATIEVE RABOBANK U.A.
Type 6: advising on corporate finance
15 Sep 2017 - 17 Dec 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.