Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PROCTOR, ADAM CHARLES
Chinese Name of Relevant Individual
HKMA Registration Number
AH5776
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2018 - 12 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2018 - 12 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2018 - 12 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2018 - 12 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2017 - 30 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2017 - 30 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2017 - 26 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2017 - 26 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Sep 2017 - 21 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
15 Sep 2017 - 21 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PROCTOR, ADAM CHARLES
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5776
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5776
CITIBANK, N.A.
Type 1: dealing in securities
06 Jul 2018 - 12 Jul 2018
No
AH5776
CITIBANK, N.A.
Type 4: advising on securities
06 Jul 2018 - 12 Jul 2018
No
AH5776
CITIBANK, N.A.
Type 1: dealing in securities
08 Jan 2018 - 12 Jan 2018
No
AH5776
CITIBANK, N.A.
Type 4: advising on securities
08 Jan 2018 - 12 Jan 2018
No
AH5776
CITIBANK, N.A.
Type 1: dealing in securities
27 Nov 2017 - 30 Nov 2017
No
AH5776
CITIBANK, N.A.
Type 4: advising on securities
27 Nov 2017 - 30 Nov 2017
No
AH5776
CITIBANK, N.A.
Type 1: dealing in securities
20 Oct 2017 - 26 Oct 2017
No
AH5776
CITIBANK, N.A.
Type 4: advising on securities
20 Oct 2017 - 26 Oct 2017
No
AH5776
CITIBANK, N.A.
Type 1: dealing in securities
15 Sep 2017 - 21 Sep 2017
No
AH5776
CITIBANK, N.A.
Type 4: advising on securities
15 Sep 2017 - 21 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.