Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, TSZ YAN
Chinese Name of Relevant Individual
謝芷欣
HKMA Registration Number
AH5790
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 May 2024 - 31 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 May 2024 - 31 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2021 - 15 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2021 - 15 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2021 - 15 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2021 - 15 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Sep 2017 - 29 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Sep 2017 - 29 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, TSZ YAN
:
Chinese Name of Relevant Individual
謝芷欣
:
HKMA Registration Number
AH5790
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5790
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 May 2024 - 31 May 2026
No
AH5790
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
24 May 2024 - 31 May 2026
No
AH5790
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Aug 2021 - 15 May 2024
No
AH5790
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
24 Aug 2021 - 15 May 2024
No
AH5790
CITIBANK, N.A.
Type 1: dealing in securities
24 Aug 2021 - 15 May 2024
No
AH5790
CITIBANK, N.A.
Type 4: advising on securities
24 Aug 2021 - 15 May 2024
No
AH5790
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Sep 2017 - 29 Jun 2020
No
AH5790
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Sep 2017 - 29 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.