Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, JINGYI
Chinese Name of Relevant Individual
陳婧怡
HKMA Registration Number
AH5801
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2020 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
21 Apr 2020 - 23 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2017 - 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2017 - 15 Jan 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, JINGYI
:
Chinese Name of Relevant Individual
陳婧怡
:
HKMA Registration Number
AH5801
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5801
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
21 Apr 2020 - 23 May 2023
No
AH5801
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
21 Apr 2020 - 23 May 2023
No
AH5801
UBS AG
Type 1: dealing in securities
20 Sep 2017 - 15 Jan 2020
No
AH5801
UBS AG
Type 4: advising on securities
20 Sep 2017 - 15 Jan 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.