Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SO, MAN SIK EMILY
Chinese Name of Relevant Individual
蘇文淅
HKMA Registration Number
AH5806
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Oct 2019
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY TELESERVICES MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
24 Oct 2019
Is an Executive Officer? (Yes / No)
No
Capacity
DEPUTY TELESERVICES MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2017 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2017 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2017 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2017 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2017 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2017 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SO, MAN SIK EMILY
:
Chinese Name of Relevant Individual
蘇文淅
:
HKMA Registration Number
AH5806
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Oct 2019
No
DEPUTY TELESERVICES MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Oct 2019
No
DEPUTY TELESERVICES MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5806
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 24 Oct 2019
No
AH5806
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 24 Oct 2019
No
AH5806
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
22 Sep 2017 - 02 Nov 2017
No
AH5806
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
22 Sep 2017 - 02 Nov 2017
No
AH5806
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
20 Sep 2017 - 02 Nov 2017
No
AH5806
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
20 Sep 2017 - 02 Nov 2017
No
AH5806
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
20 Sep 2017 - 02 Nov 2017
No
AH5806
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
20 Sep 2017 - 02 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.