Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XIA, YUE
Chinese Name of Relevant Individual
夏玥
HKMA Registration Number
AH5816
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2017 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2017 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Sep 2017 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2017 - 28 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XIA, YUE
:
Chinese Name of Relevant Individual
夏玥
:
HKMA Registration Number
AH5816
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5816
CITIBANK, N.A.
Type 1: dealing in securities
20 Sep 2017 - 28 Sep 2018
No
AH5816
CITIBANK, N.A.
Type 4: advising on securities
20 Sep 2017 - 28 Sep 2018
No
AH5816
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Sep 2017 - 28 Sep 2018
No
AH5816
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
20 Sep 2017 - 28 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.