Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MO, WING HAU MARCUS
Chinese Name of Relevant Individual
巫頴侯
HKMA Registration Number
AH5834
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Dec 2018 - 21 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Dec 2018 - 21 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2017 - 17 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2017 - 17 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MO, WING HAU MARCUS
:
Chinese Name of Relevant Individual
巫頴侯
:
HKMA Registration Number
AH5834
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5834
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Dec 2018 - 21 May 2024
No
AH5834
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Dec 2018 - 21 May 2024
No
AH5834
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Sep 2017 - 17 Nov 2018
No
AH5834
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Sep 2017 - 17 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.