Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YU, WILLIAM NORHAN
Chinese Name of Relevant Individual
庾諾行
HKMA Registration Number
AH5849
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Dec 2020 - 01 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Dec 2020 - 01 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2017 - 09 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2017 - 09 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YU, WILLIAM NORHAN
:
Chinese Name of Relevant Individual
庾諾行
:
HKMA Registration Number
AH5849
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5849
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Dec 2020 - 01 Dec 2024
No
AH5849
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Dec 2020 - 01 Dec 2024
No
AH5849
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Sep 2017 - 09 Sep 2019
No
AH5849
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Sep 2017 - 09 Sep 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.