Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
BAJAJ, MANISH NARAIN
Chinese Name of Relevant Individual
HKMA Registration Number
AH5871
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Feb 2019 - 20 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Feb 2019 - 20 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
19 Feb 2019 - 20 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
22 Nov 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2017 - 24 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2017 - 24 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
23 Nov 2017 - 24 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
25 Sep 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
BAJAJ, MANISH NARAIN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5871
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5871
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
19 Feb 2019 - 20 Feb 2019
No
AH5871
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
19 Feb 2019 - 20 Feb 2019
No
AH5871
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
19 Feb 2019 - 20 Feb 2019
No
AH5871
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Nov 2018 - 23 Nov 2018
No
AH5871
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Nov 2018 - 23 Nov 2018
No
AH5871
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
22 Nov 2018 - 23 Nov 2018
No
AH5871
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Nov 2017 - 24 Nov 2017
No
AH5871
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Nov 2017 - 24 Nov 2017
No
AH5871
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
23 Nov 2017 - 24 Nov 2017
No
AH5871
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Sep 2017
No
AH5871
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Sep 2017
No
AH5871
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
25 Sep 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
