Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEFORT, EMMANUEL
Chinese Name of Relevant Individual
HKMA Registration Number
AH5878
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2023 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Oct 2023 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2019 - 07 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2019 - 07 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2017 - 16 May 2019
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
NATIXIS
Regulated Activity
Type 4: advising on securities
Effective Period
26 Sep 2017 - 16 May 2019
Is an Executive Officer? (Yes / No)
Yes
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEFORT, EMMANUEL
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5878
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5878
BNP PARIBAS
Type 1: dealing in securities
12 Oct 2023 - 23 May 2025
No
AH5878
BNP PARIBAS
Type 6: advising on corporate finance
12 Oct 2023 - 23 May 2025
No
AH5878
NATIXIS
Type 1: dealing in securities
17 May 2019 - 07 Jan 2020
No
AH5878
NATIXIS
Type 4: advising on securities
17 May 2019 - 07 Jan 2020
No
AH5878
NATIXIS
Type 1: dealing in securities
26 Sep 2017 - 16 May 2019
Yes
AH5878
NATIXIS
Type 4: advising on securities
26 Sep 2017 - 16 May 2019
Yes
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.