Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, YU HSIN
Chinese Name of Relevant Individual
陳昱欣
HKMA Registration Number
AH5881
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jun 2023 - 15 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2023 - 15 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 9: asset management
Effective Period
07 Jun 2021 - 05 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2021 - 05 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2021 - 05 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 9: asset management
Effective Period
04 Aug 2018 - 11 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Sep 2017 - 11 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
26 Sep 2017 - 11 Dec 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, YU HSIN
:
Chinese Name of Relevant Individual
陳昱欣
:
HKMA Registration Number
AH5881
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5881
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
01 Jun 2023 - 15 May 2024
No
AH5881
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
01 Jun 2023 - 15 May 2024
No
AH5881
ROYAL BANK OF CANADA
Type 9: asset management
07 Jun 2021 - 05 Dec 2022
No
AH5881
ROYAL BANK OF CANADA
Type 1: dealing in securities
25 Mar 2021 - 05 Dec 2022
No
AH5881
ROYAL BANK OF CANADA
Type 4: advising on securities
25 Mar 2021 - 05 Dec 2022
No
AH5881
MORGAN STANLEY BANK ASIA LIMITED
Type 9: asset management
04 Aug 2018 - 11 Dec 2019
No
AH5881
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
26 Sep 2017 - 11 Dec 2019
No
AH5881
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
26 Sep 2017 - 11 Dec 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.