Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, MO MUI
Chinese Name of Relevant Individual
劉慕梅
HKMA Registration Number
AH5895
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Sep 2017 - 20 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Sep 2017 - 20 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
27 Sep 2017 - 20 Mar 2026
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, MO MUI
:
Chinese Name of Relevant Individual
劉慕梅
:
HKMA Registration Number
AH5895
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5895
UBS AG
Type 1: dealing in securities
27 Sep 2017 - 20 Mar 2026
No
AH5895
UBS AG
Type 4: advising on securities
27 Sep 2017 - 20 Mar 2026
No
AH5895
UBS AG
Type 7: providing automated trading services
27 Sep 2017 - 20 Mar 2026
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.