Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAY, HUI KIAT MALCOLM
Chinese Name of Relevant Individual
HKMA Registration Number
AH5935
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2019 - 30 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2019 - 30 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jul 2019 - 24 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jul 2019 - 24 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Jun 2019 - 28 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
26 Jun 2019 - 28 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2019 - 30 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2019 - 30 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2019 - 07 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2019 - 07 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2019 - 27 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2019 - 27 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2019 - 18 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2019 - 18 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 24
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAY, HUI KIAT MALCOLM
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH5935
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Oct 2019 - 30 Oct 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 Oct 2019 - 30 Oct 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
22 Jul 2019 - 24 Jul 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
22 Jul 2019 - 24 Jul 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Jun 2019 - 28 Jun 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Jun 2019 - 28 Jun 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 May 2019 - 30 May 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
28 May 2019 - 30 May 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 May 2019 - 07 May 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
03 May 2019 - 07 May 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Feb 2019 - 27 Feb 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 Feb 2019 - 27 Feb 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Jan 2019 - 18 Jan 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
16 Jan 2019 - 18 Jan 2019
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
26 Oct 2018 - 31 Oct 2018
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
26 Oct 2018 - 31 Oct 2018
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
31 Aug 2018 - 04 Sep 2018
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
31 Aug 2018 - 04 Sep 2018
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Jul 2018 - 26 Jul 2018
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
23 Jul 2018 - 26 Jul 2018
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
19 Jan 2018 - 01 Feb 2018
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
19 Jan 2018 - 01 Feb 2018
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Sep 2017 - 04 Oct 2017
No
AH5935
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
29 Sep 2017 - 04 Oct 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.