Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, PUI YIN
Chinese Name of Relevant Individual
黃沛然
HKMA Registration Number
AH5938
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2020 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2020 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2020 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Aug 2020 - 31 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2017 - 30 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2017 - 30 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, PUI YIN
:
Chinese Name of Relevant Individual
黃沛然
:
HKMA Registration Number
AH5938
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5938
CITIBANK, N.A.
Type 1: dealing in securities
20 Aug 2020 - 31 Mar 2023
No
AH5938
CITIBANK, N.A.
Type 4: advising on securities
20 Aug 2020 - 31 Mar 2023
No
AH5938
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Aug 2020 - 31 Mar 2023
No
AH5938
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
20 Aug 2020 - 31 Mar 2023
No
AH5938
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Sep 2017 - 30 May 2019
No
AH5938
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Sep 2017 - 30 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.