Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, SHEK TANG
Chinese Name of Relevant Individual
李碩騰
HKMA Registration Number
AH5947
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jun 2023 - 16 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jun 2023 - 16 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2022 - 21 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2022 - 21 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Sep 2022 - 21 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2021 - 04 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2021 - 04 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2017 - 04 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2017 - 04 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Action Date
Action Taken
Press Release Download
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, SHEK TANG
:
Chinese Name of Relevant Individual
李碩騰
:
HKMA Registration Number
AH5947
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5947
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
17 Jun 2023 - 16 Sep 2024
No
AH5947
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
17 Jun 2023 - 16 Sep 2024
No
AH5947
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Sep 2022 - 21 Mar 2023
No
AH5947
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Sep 2022 - 21 Mar 2023
No
AH5947
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Sep 2022 - 21 Mar 2023
No
AH5947
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
24 Aug 2021 - 04 Sep 2022
No
AH5947
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
24 Aug 2021 - 04 Sep 2022
No
AH5947
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
30 Sep 2017 - 04 Jul 2021
No
AH5947
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
30 Sep 2017 - 04 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Action Date
Action Taken
Press Release Download
Public disciplinary actions (if any) that took effect over five years ago are not shown.