Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, WEN HAO
Chinese Name of Relevant Individual
李文豪
HKMA Registration Number
AH5976
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Aug 2023 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Aug 2023 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2017 - 06 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2017 - 06 Jun 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, WEN HAO
:
Chinese Name of Relevant Individual
李文豪
:
HKMA Registration Number
AH5976
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5976
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Aug 2023 - 04 Oct 2024
No
AH5976
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Aug 2023 - 04 Oct 2024
No
AH5976
CREDIT SUISSE AG
Type 1: dealing in securities
05 Oct 2017 - 06 Jun 2023
No
AH5976
CREDIT SUISSE AG
Type 4: advising on securities
05 Oct 2017 - 06 Jun 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.