Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAU, CHIN HUNG
Chinese Name of Relevant Individual
邱展鴻
HKMA Registration Number
AH5978
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
18 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER I
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
18 Jun 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER I
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 18 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 18 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2024 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2024 - 23 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2019 - 09 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Sep 2019 - 09 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2018 - 31 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2018 - 31 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Oct 2017 - 21 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Oct 2017 - 21 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAU, CHIN HUNG
:
Chinese Name of Relevant Individual
邱展鴻
:
HKMA Registration Number
AH5978
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
18 Jun 2025
No
RELATIONSHIP MANAGER I
CHONG HING BANK LIMITED
Type 4: advising on securities
18 Jun 2025
No
RELATIONSHIP MANAGER I
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH5978
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 18 Jun 2025
No
AH5978
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 18 Jun 2025
No
AH5978
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
20 Nov 2024 - 23 May 2025
No
AH5978
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
20 Nov 2024 - 23 May 2025
No
AH5978
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
24 Sep 2019 - 09 May 2021
No
AH5978
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
24 Sep 2019 - 09 May 2021
No
AH5978
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Nov 2018 - 31 Aug 2019
No
AH5978
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Nov 2018 - 31 Aug 2019
No
AH5978
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Oct 2017 - 21 Oct 2018
No
AH5978
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Oct 2017 - 21 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.