Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SY, ARCHIBALD MUNOZ
Chinese Name of Relevant Individual
HKMA Registration Number
AH6009
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2017 - 31 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2017 - 31 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2017 - 31 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SY, ARCHIBALD MUNOZ
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH6009
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6009
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
11 Oct 2017 - 31 Mar 2020
No
AH6009
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
10 Oct 2017 - 31 Mar 2020
No
AH6009
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
10 Oct 2017 - 31 Mar 2020
No
AH6009
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
11 Oct 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.