Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LO, CHEUK LIM
Chinese Name of Relevant Individual
盧倬廉
HKMA Registration Number
AH6019
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
First date of engagement
17 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER, GLOBAL MARKETS
Remarks
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
First date of engagement
17 Jul 2025
Is an Executive Officer? (Yes / No)
No
Capacity
TRADER, GLOBAL MARKETS
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANCO SANTANDER, S.A.
SFC CE number
AAK788
Business Address
LEVEL 28, PING AN TOWER, INTERNATIONAL GATEWAY CENTRE, 1 WUI MAN ROAD, KOWLOON
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2022 - 15 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2022 - 15 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
28 Dec 2021 - 15 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 5: advising on futures contracts
Effective Period
28 Dec 2021 - 15 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Oct 2017 - 15 Apr 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
11 Oct 2017 - 15 Apr 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LO, CHEUK LIM
:
Chinese Name of Relevant Individual
盧倬廉
:
HKMA Registration Number
AH6019
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANCO SANTANDER, S.A.
Type 1: dealing in securities
17 Jul 2025
No
TRADER, GLOBAL MARKETS
BANCO SANTANDER, S.A.
Type 4: advising on securities
17 Jul 2025
No
TRADER, GLOBAL MARKETS
Name of Registered Institution
SFC CE number
Business Address
BANCO SANTANDER, S.A.
AAK788
LEVEL 28, PING AN TOWER, INTERNATIONAL GATEWAY CENTRE, 1 WUI MAN ROAD, KOWLOON
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6019
BANCO SANTANDER, S.A.
Type 1: dealing in securities
Since 17 Jul 2025
No
AH6019
BANCO SANTANDER, S.A.
Type 4: advising on securities
Since 17 Jul 2025
No
AH6019
HSBC BANK PLC
Type 1: dealing in securities
12 Jan 2022 - 15 Apr 2025
No
AH6019
HSBC BANK PLC
Type 4: advising on securities
12 Jan 2022 - 15 Apr 2025
No
AH6019
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 2: dealing in futures contracts
28 Dec 2021 - 15 Apr 2025
No
AH6019
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 5: advising on futures contracts
28 Dec 2021 - 15 Apr 2025
No
AH6019
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
11 Oct 2017 - 15 Apr 2025
No
AH6019
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
11 Oct 2017 - 15 Apr 2025
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.