Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, MAN HIM
Chinese Name of Relevant Individual
陳文謙
HKMA Registration Number
AH6042
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2020 - 20 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Apr 2020 - 20 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2017 - 11 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2017 - 11 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, MAN HIM
:
Chinese Name of Relevant Individual
陳文謙
:
HKMA Registration Number
AH6042
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6042
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Apr 2020 - 20 Jun 2021
No
AH6042
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Apr 2020 - 20 Jun 2021
No
AH6042
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
12 Oct 2017 - 11 Nov 2018
No
AH6042
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
12 Oct 2017 - 11 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.