Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, HAU YEE
Chinese Name of Relevant Individual
張巧儀
HKMA Registration Number
AH6052
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2021 - 14 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2021 - 14 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2017 - 16 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Dec 2017 - 16 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Oct 2017 - 28 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Oct 2017 - 28 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Oct 2017 - 28 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, HAU YEE
:
Chinese Name of Relevant Individual
張巧儀
:
HKMA Registration Number
AH6052
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6052
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Mar 2021 - 14 Jul 2023
No
AH6052
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Mar 2021 - 14 Jul 2023
No
AH6052
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
23 Dec 2017 - 16 Nov 2019
No
AH6052
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
23 Dec 2017 - 16 Nov 2019
No
AH6052
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Oct 2017 - 28 Nov 2017
No
AH6052
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Oct 2017 - 28 Nov 2017
No
AH6052
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Oct 2017 - 28 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.