Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LEE, KWONG HO RONALD
Chinese Name of Relevant Individual

李光濠
HKMA Registration Number
AH6053
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
06 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 4: advising on securities
First date of engagement
06 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS
Remarks
Registered Institution
SUMITOMO MITSUI BANKING CORPORATION
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
06 Jun 2026
Is an Executive Officer? (Yes / No)
No
Capacity
CAPITAL MARKETS
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LEE, KWONG HO RONALD
:
Chinese Name of Relevant Individual
李光濠
:
HKMA Registration Number
AH6053
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SUMITOMO MITSUI BANKING CORPORATION
Type 1: dealing in securities
06 Jun 2026
No
CAPITAL MARKETS
SUMITOMO MITSUI BANKING CORPORATION
Type 4: advising on securities
06 Jun 2026
No
CAPITAL MARKETS
SUMITOMO MITSUI BANKING CORPORATION
Type 6: advising on corporate finance
06 Jun 2026
No
CAPITAL MARKETS