Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, PO MEI
Chinese Name of Relevant Individual
譚寶媚
HKMA Registration Number
AH6065
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT PRODUCT MGR
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT PRODUCT MGR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 26 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 26 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2023 - 23 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2023 - 23 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Sep 2023 - 23 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2017 - 06 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2017 - 06 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, PO MEI
:
Chinese Name of Relevant Individual
譚寶媚
:
HKMA Registration Number
AH6065
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Mar 2025
No
WEALTH MANAGEMENT PRODUCT MGR
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Mar 2025
No
WEALTH MANAGEMENT PRODUCT MGR
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6065
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 26 Mar 2025
No
AH6065
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 26 Mar 2025
No
AH6065
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Sep 2023 - 23 Dec 2024
No
AH6065
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Sep 2023 - 23 Dec 2024
No
AH6065
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Sep 2023 - 23 Dec 2024
No
AH6065
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Oct 2017 - 06 Nov 2017
No
AH6065
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Oct 2017 - 06 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
