Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, CHI MING
Chinese Name of Relevant Individual
曾志銘
HKMA Registration Number
AH6077
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jul 2021 - 15 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jul 2021 - 15 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2020 - 06 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2020 - 06 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Dec 2018 - 11 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
28 Dec 2018 - 11 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2017 - 10 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UNION BANCAIRE PRIVÉE, UBP SA
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2017 - 10 May 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, CHI MING
:
Chinese Name of Relevant Individual
曾志銘
:
HKMA Registration Number
AH6077
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6077
CREDIT SUISSE AG
Type 1: dealing in securities
06 Jul 2021 - 15 Jul 2022
No
AH6077
CREDIT SUISSE AG
Type 4: advising on securities
06 Jul 2021 - 15 Jul 2022
No
AH6077
CREDIT SUISSE AG
Type 1: dealing in securities
03 Jun 2020 - 06 Nov 2020
No
AH6077
CREDIT SUISSE AG
Type 4: advising on securities
03 Jun 2020 - 06 Nov 2020
No
AH6077
BNP PARIBAS
Type 1: dealing in securities
28 Dec 2018 - 11 Oct 2019
No
AH6077
BNP PARIBAS
Type 4: advising on securities
28 Dec 2018 - 11 Oct 2019
No
AH6077
UNION BANCAIRE PRIVÉE, UBP SA
Type 1: dealing in securities
17 Oct 2017 - 10 May 2018
No
AH6077
UNION BANCAIRE PRIVÉE, UBP SA
Type 4: advising on securities
17 Oct 2017 - 10 May 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.