Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
IP, LAM CHUN
Chinese Name of Relevant Individual
葉林臻
HKMA Registration Number
AH6105
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Feb 2023 - 13 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Feb 2023 - 13 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2022 - 25 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2022 - 25 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2021 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2021 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Apr 2020 - 06 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Apr 2020 - 06 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
01 Dec 2017 - 28 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2017 - 28 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2017 - 28 Mar 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
IP, LAM CHUN
:
Chinese Name of Relevant Individual
葉林臻
:
HKMA Registration Number
AH6105
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6105
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
09 Feb 2023 - 13 Aug 2023
No
AH6105
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
09 Feb 2023 - 13 Aug 2023
No
AH6105
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Apr 2022 - 25 Nov 2022
No
AH6105
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Apr 2022 - 25 Nov 2022
No
AH6105
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
18 Sep 2021 - 04 Feb 2022
No
AH6105
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
18 Sep 2021 - 04 Feb 2022
No
AH6105
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
08 Apr 2020 - 06 Jul 2021
No
AH6105
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
08 Apr 2020 - 06 Jul 2021
No
AH6105
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
01 Dec 2017 - 28 Mar 2020
No
AH6105
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Oct 2017 - 28 Mar 2020
No
AH6105
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Oct 2017 - 28 Mar 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.