Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIU, PUI SUN TIFFANY
Chinese Name of Relevant Individual

廖沛琛
HKMA Registration Number
AH6116
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
26 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT PRODUCT MGR
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
26 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
WEALTH MANAGEMENT PRODUCT MGR
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIU, PUI SUN TIFFANY
:
Chinese Name of Relevant Individual
廖沛琛
:
HKMA Registration Number
AH6116
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
26 Mar 2025
No
WEALTH MANAGEMENT PRODUCT MGR
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
26 Mar 2025
No
WEALTH MANAGEMENT PRODUCT MGR