Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, LUXI
Chinese Name of Relevant Individual
黎璐希
HKMA Registration Number
AH6120
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2017 - 15 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2017 - 15 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK LTD.
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Oct 2017 - 15 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, LUXI
:
Chinese Name of Relevant Individual
黎璐希
:
HKMA Registration Number
AH6120
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6120
DBS BANK LTD.
Type 1: dealing in securities
20 Oct 2017 - 15 Feb 2019
No
AH6120
DBS BANK LTD.
Type 4: advising on securities
20 Oct 2017 - 15 Feb 2019
No
AH6120
DBS BANK LTD.
Type 6: advising on corporate finance
20 Oct 2017 - 15 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.