Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHI, RUIMING
Chinese Name of Relevant Individual
石瑞明
HKMA Registration Number
AH6121
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2017 - 16 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2017 - 16 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2017 - 16 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2017 - 16 Sep 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHI, RUIMING
:
Chinese Name of Relevant Individual
石瑞明
:
HKMA Registration Number
AH6121
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6121
CITIBANK, N.A.
Type 1: dealing in securities
20 Oct 2017 - 16 Sep 2020
No
AH6121
CITIBANK, N.A.
Type 4: advising on securities
20 Oct 2017 - 16 Sep 2020
No
AH6121
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
20 Oct 2017 - 16 Sep 2020
No
AH6121
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
20 Oct 2017 - 16 Sep 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.