Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SHAO, HONG
Chinese Name of Relevant Individual
邵虹
HKMA Registration Number
AH6137
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Sep 2020 - 05 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Sep 2020 - 05 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Oct 2017 - 11 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2017 - 11 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SHAO, HONG
:
Chinese Name of Relevant Individual
邵虹
:
HKMA Registration Number
AH6137
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6137
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
17 Sep 2020 - 05 May 2024
No
AH6137
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
17 Sep 2020 - 05 May 2024
No
AH6137
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Oct 2017 - 11 Sep 2018
No
AH6137
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Oct 2017 - 11 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.