Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SZE, SIU FAN
Chinese Name of Relevant Individual
施少芬
HKMA Registration Number
AH6167
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2021 - 27 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2021 - 27 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Aug 2021 - 27 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
11 Aug 2021 - 27 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2017 - 27 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Oct 2017 - 27 Jun 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SZE, SIU FAN
:
Chinese Name of Relevant Individual
施少芬
:
HKMA Registration Number
AH6167
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6167
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
11 Aug 2021 - 27 Dec 2021
No
AH6167
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
11 Aug 2021 - 27 Dec 2021
No
AH6167
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
11 Aug 2021 - 27 Dec 2021
No
AH6167
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
11 Aug 2021 - 27 Dec 2021
No
AH6167
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Oct 2017 - 27 Jun 2021
No
AH6167
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Oct 2017 - 27 Jun 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.