Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIU, WAI FUNG
Chinese Name of Relevant Individual
姚偉鋒
HKMA Registration Number
AH6172
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Jan 2020 - 15 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2020 - 15 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Jan 2020 - 15 Apr 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Sep 2019 - 23 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Sep 2019 - 23 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2018 - 21 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2018 - 21 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2017 - 31 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2017 - 31 May 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2017 - 26 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIU, WAI FUNG
:
Chinese Name of Relevant Individual
姚偉鋒
:
HKMA Registration Number
AH6172
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6172
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Jan 2020 - 15 Apr 2020
No
AH6172
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Jan 2020 - 15 Apr 2020
No
AH6172
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Jan 2020 - 15 Apr 2020
No
AH6172
CHONG HING BANK LIMITED
Type 1: dealing in securities
06 Sep 2019 - 23 Oct 2019
No
AH6172
CHONG HING BANK LIMITED
Type 4: advising on securities
06 Sep 2019 - 23 Oct 2019
No
AH6172
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jun 2018 - 21 Jul 2019
No
AH6172
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Jun 2018 - 21 Jul 2019
No
AH6172
DAH SING BANK, LIMITED
Type 1: dealing in securities
20 Dec 2017 - 31 May 2018
No
AH6172
DAH SING BANK, LIMITED
Type 4: advising on securities
20 Dec 2017 - 31 May 2018
No
AH6172
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Oct 2017 - 26 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.