Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
FARTHING, JON KRISTOFER
Chinese Name of Relevant Individual

HKMA Registration Number
AH6189
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
27 Oct 2017
Is an Executive Officer? (Yes / No)
No
Capacity
SALES TRADER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
FARTHING, JON KRISTOFER
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH6189
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
27 Oct 2017
No
SALES TRADER