Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MASUTANI, TORU
Chinese Name of Relevant Individual
桝谷徹
HKMA Registration Number
AH6191
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jan 2019 - 10 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jan 2019 - 10 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2017 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NIPPON WEALTH LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2017 - 05 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MASUTANI, TORU
:
Chinese Name of Relevant Individual
桝谷徹
:
HKMA Registration Number
AH6191
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6191
NIPPON WEALTH LIMITED
Type 1: dealing in securities
02 Jan 2019 - 10 Jul 2019
No
AH6191
NIPPON WEALTH LIMITED
Type 4: advising on securities
02 Jan 2019 - 10 Jul 2019
No
AH6191
NIPPON WEALTH LIMITED
Type 1: dealing in securities
27 Oct 2017 - 05 Jul 2018
No
AH6191
NIPPON WEALTH LIMITED
Type 4: advising on securities
27 Oct 2017 - 05 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.