Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUTTON, MICHAEL JAMES CHRISTIAN
Chinese Name of Relevant Individual
HKMA Registration Number
AH6196
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2019 - 10 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Sep 2019 - 13 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Jul 2019 - 03 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2019 - 03 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2019 - 15 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2018 - 23 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2018 - 11 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2017 - 02 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUTTON, MICHAEL JAMES CHRISTIAN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH6196
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6196
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Oct 2019 - 10 Oct 2019
No
AH6196
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 Sep 2019 - 13 Sep 2019
No
AH6196
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Jul 2019 - 03 Aug 2019
No
AH6196
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
29 Apr 2019 - 03 May 2019
No
AH6196
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Mar 2019 - 15 Mar 2019
No
AH6196
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
16 Nov 2018 - 23 Nov 2018
No
AH6196
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
06 Apr 2018 - 11 Apr 2018
No
AH6196
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
27 Oct 2017 - 02 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.