Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, YUEN KEI
Chinese Name of Relevant Individual
陳琬琪
HKMA Registration Number
AH6200
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2018 - 26 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2018 - 26 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2017 - 20 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2017 - 20 Feb 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AGRICULTURAL BANK OF CHINA LIMITED
Regulated Activity
Type 9: asset management
Effective Period
27 Oct 2017 - 20 Feb 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, YUEN KEI
:
Chinese Name of Relevant Individual
陳琬琪
:
HKMA Registration Number
AH6200
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6200
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Mar 2018 - 26 Sep 2018
No
AH6200
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Mar 2018 - 26 Sep 2018
No
AH6200
AGRICULTURAL BANK OF CHINA LIMITED
Type 1: dealing in securities
27 Oct 2017 - 20 Feb 2018
No
AH6200
AGRICULTURAL BANK OF CHINA LIMITED
Type 4: advising on securities
27 Oct 2017 - 20 Feb 2018
No
AH6200
AGRICULTURAL BANK OF CHINA LIMITED
Type 9: asset management
27 Oct 2017 - 20 Feb 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.