Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, AIDAN CHAK YIN
Chinese Name of Relevant Individual

劉澤延
HKMA Registration Number
AH6206
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Oct 2017
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Oct 2017
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
28 Oct 2017
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, CORPORATE AND INSTITUTIONAL BANKING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, AIDAN CHAK YIN
:
Chinese Name of Relevant Individual
劉澤延
:
HKMA Registration Number
AH6206
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
28 Oct 2017
No
VICE PRESIDENT, CORPORATE AND INSTITUTIONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
28 Oct 2017
No
VICE PRESIDENT, CORPORATE AND INSTITUTIONAL BANKING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 6: advising on corporate finance
28 Oct 2017
No
VICE PRESIDENT, CORPORATE AND INSTITUTIONAL BANKING