Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSE, CHING YIN
Chinese Name of Relevant Individual
謝青諺
HKMA Registration Number
AH6209
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Oct 2024 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Oct 2024 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2018 - 01 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Oct 2018 - 01 Sep 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2017 - 01 Jul 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2017 - 01 Jul 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSE, CHING YIN
:
Chinese Name of Relevant Individual
謝青諺
:
HKMA Registration Number
AH6209
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6209
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Oct 2024 - 24 Oct 2025
No
AH6209
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
04 Oct 2024 - 24 Oct 2025
No
AH6209
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Oct 2018 - 01 Sep 2022
No
AH6209
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Oct 2018 - 01 Sep 2022
No
AH6209
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Oct 2017 - 01 Jul 2018
No
AH6209
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Oct 2017 - 01 Jul 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.