Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PHUA, XIAO QUAN
Chinese Name of Relevant Individual
潘孝泉
HKMA Registration Number
AH6211
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2021 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
14 Dec 2021 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2021 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
14 Dec 2021 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Feb 2019 - 02 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Feb 2019 - 02 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2017 - 03 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Oct 2017 - 03 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PHUA, XIAO QUAN
:
Chinese Name of Relevant Individual
潘孝泉
:
HKMA Registration Number
AH6211
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6211
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Dec 2021 - 26 Aug 2022
No
AH6211
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 2: dealing in futures contracts
14 Dec 2021 - 26 Aug 2022
No
AH6211
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Dec 2021 - 26 Aug 2022
No
AH6211
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 5: advising on futures contracts
14 Dec 2021 - 26 Aug 2022
No
AH6211
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Feb 2019 - 02 Mar 2019
No
AH6211
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Feb 2019 - 02 Mar 2019
No
AH6211
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Oct 2017 - 03 Nov 2017
No
AH6211
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Oct 2017 - 03 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.