Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LOW, DOMINIC FRANKLIN BING XUN
Chinese Name of Relevant Individual
劉炳勳
HKMA Registration Number
AH6225
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jul 2021 - 18 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2021 - 04 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2021 - 04 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jan 2021 - 04 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jan 2021 - 04 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2019 - 23 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2017 - 23 Dec 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LOW, DOMINIC FRANKLIN BING XUN
:
Chinese Name of Relevant Individual
劉炳勳
:
HKMA Registration Number
AH6225
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6225
CREDIT SUISSE AG
Type 1: dealing in securities
07 Jul 2021 - 18 Aug 2023
No
AH6225
CITIBANK, N.A.
Type 1: dealing in securities
16 Jan 2021 - 04 Jun 2021
No
AH6225
CITIBANK, N.A.
Type 4: advising on securities
16 Jan 2021 - 04 Jun 2021
No
AH6225
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
16 Jan 2021 - 04 Jun 2021
No
AH6225
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
16 Jan 2021 - 04 Jun 2021
No
AH6225
CREDIT SUISSE AG
Type 4: advising on securities
29 Nov 2019 - 23 Dec 2020
No
AH6225
CREDIT SUISSE AG
Type 1: dealing in securities
31 Oct 2017 - 23 Dec 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.