Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, NAN
Chinese Name of Relevant Individual
李楠
HKMA Registration Number
AH6249
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2021 - 31 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2021 - 31 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2021 - 31 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2021 - 31 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2017 - 23 Nov 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, NAN
:
Chinese Name of Relevant Individual
李楠
:
HKMA Registration Number
AH6249
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6249
CITIBANK, N.A.
Type 1: dealing in securities
07 Dec 2021 - 31 Jan 2024
No
AH6249
CITIBANK, N.A.
Type 4: advising on securities
07 Dec 2021 - 31 Jan 2024
No
AH6249
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
07 Dec 2021 - 31 Jan 2024
No
AH6249
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Dec 2021 - 31 Jan 2024
No
AH6249
UBS AG
Type 1: dealing in securities
03 Nov 2017 - 23 Nov 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.