Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, YAN TING
Chinese Name of Relevant Individual
吳欣婷
HKMA Registration Number
AH6264
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2024 - 03 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Nov 2024 - 03 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Nov 2024 - 03 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2023 - 18 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2023 - 18 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2021 - 25 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jun 2018 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jun 2018 - 06 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2017 - 15 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2017 - 15 Apr 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, YAN TING
:
Chinese Name of Relevant Individual
吳欣婷
:
HKMA Registration Number
AH6264
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6264
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Nov 2024 - 03 May 2026
No
AH6264
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Nov 2024 - 03 May 2026
No
AH6264
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Nov 2024 - 03 May 2026
No
AH6264
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
27 Jul 2023 - 18 Sep 2024
No
AH6264
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
27 Jul 2023 - 18 Sep 2024
No
AH6264
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
31 Mar 2021 - 25 Jun 2023
No
AH6264
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jun 2018 - 06 Jan 2019
No
AH6264
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Jun 2018 - 06 Jan 2019
No
AH6264
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Nov 2017 - 15 Apr 2018
No
AH6264
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Nov 2017 - 15 Apr 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.