Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWOK, ON PUI RONALD
Chinese Name of Relevant Individual
郭安培
HKMA Registration Number
AH6266
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Apr 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, CORPORATE INSURANCE
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Apr 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT, CORPORATE INSURANCE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 Apr 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OCBC WING HANG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2021 - 07 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2017 - 24 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
03 Nov 2017 - 24 Sep 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Nov 2017 - 27 Mar 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWOK, ON PUI RONALD
:
Chinese Name of Relevant Individual
郭安培
:
HKMA Registration Number
AH6266
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
29 Apr 2022
No
VICE PRESIDENT, CORPORATE INSURANCE
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
29 Apr 2022
No
VICE PRESIDENT, CORPORATE INSURANCE
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6266
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 29 Apr 2022
No
AH6266
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 29 Apr 2022
No
AH6266
OCBC WING HANG BANK LIMITED
Type 1: dealing in securities
20 Mar 2021 - 07 Feb 2022
No
AH6266
HANG SENG BANK, LIMITED
Type 1: dealing in securities
03 Nov 2017 - 24 Sep 2020
No
AH6266
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
03 Nov 2017 - 24 Sep 2020
No
AH6266
HANG SENG BANK, LIMITED
Type 4: advising on securities
03 Nov 2017 - 27 Mar 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
