Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MUSSO, ENRICO
Chinese Name of Relevant Individual
HKMA Registration Number
AH6282
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2019 - 29 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2019 - 29 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Aug 2019 - 29 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Apr 2019 - 01 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
29 Apr 2019 - 01 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
29 Apr 2019 - 01 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2017 - 09 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2017 - 09 Nov 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
07 Nov 2017 - 09 Nov 2017
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MUSSO, ENRICO
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH6282
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6282
UBS AG
Type 1: dealing in securities
27 Aug 2019 - 29 Aug 2019
No
AH6282
UBS AG
Type 4: advising on securities
27 Aug 2019 - 29 Aug 2019
No
AH6282
UBS AG
Type 6: advising on corporate finance
27 Aug 2019 - 29 Aug 2019
No
AH6282
UBS AG
Type 1: dealing in securities
29 Apr 2019 - 01 May 2019
No
AH6282
UBS AG
Type 4: advising on securities
29 Apr 2019 - 01 May 2019
No
AH6282
UBS AG
Type 6: advising on corporate finance
29 Apr 2019 - 01 May 2019
No
AH6282
UBS AG
Type 1: dealing in securities
07 Nov 2017 - 09 Nov 2017
No
AH6282
UBS AG
Type 4: advising on securities
07 Nov 2017 - 09 Nov 2017
No
AH6282
UBS AG
Type 6: advising on corporate finance
07 Nov 2017 - 09 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.