Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, CHEUK YING
Chinese Name of Relevant Individual
潘芍盈
HKMA Registration Number
AH6284
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2021 - 23 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
12 Jan 2021 - 23 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2020 - 11 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2020 - 11 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Sep 2020 - 11 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Sep 2020 - 11 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2017 - 17 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
MORGAN STANLEY BANK ASIA LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
07 Nov 2017 - 17 Aug 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, CHEUK YING
:
Chinese Name of Relevant Individual
潘芍盈
:
HKMA Registration Number
AH6284
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6284
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
12 Jan 2021 - 23 Sep 2025
No
AH6284
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
12 Jan 2021 - 23 Sep 2025
No
AH6284
CITIBANK, N.A.
Type 1: dealing in securities
03 Sep 2020 - 11 Dec 2020
No
AH6284
CITIBANK, N.A.
Type 4: advising on securities
03 Sep 2020 - 11 Dec 2020
No
AH6284
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
03 Sep 2020 - 11 Dec 2020
No
AH6284
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
03 Sep 2020 - 11 Dec 2020
No
AH6284
MORGAN STANLEY BANK ASIA LIMITED
Type 1: dealing in securities
07 Nov 2017 - 17 Aug 2020
No
AH6284
MORGAN STANLEY BANK ASIA LIMITED
Type 2: dealing in futures contracts
07 Nov 2017 - 17 Aug 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.