Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MATHEW THARIAN, SANDEEP
Chinese Name of Relevant Individual
HKMA Registration Number
AH6287
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2026 - 20 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2026 - 20 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2026 - 17 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2026 - 17 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Feb 2026 - 12 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
06 Feb 2026 - 12 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jan 2026 - 16 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jan 2026 - 16 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Nov 2025 - 21 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
17 Nov 2025 - 21 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2025 - 13 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Feb 2025 - 20 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Dec 2024 - 06 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Aug 2024 - 24 Aug 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jun 2024 - 12 Jun 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 28
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MATHEW THARIAN, SANDEEP
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH6287
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6287
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
18 May 2026 - 20 May 2026
No
AH6287
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
18 May 2026 - 20 May 2026
No
AH6287
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
10 Apr 2026 - 17 Apr 2026
No
AH6287
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
10 Apr 2026 - 17 Apr 2026
No
AH6287
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
06 Feb 2026 - 12 Feb 2026
No
AH6287
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
06 Feb 2026 - 12 Feb 2026
No
AH6287
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
09 Jan 2026 - 16 Jan 2026
No
AH6287
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
09 Jan 2026 - 16 Jan 2026
No
AH6287
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
17 Nov 2025 - 21 Nov 2025
No
AH6287
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
17 Nov 2025 - 21 Nov 2025
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Jun 2025 - 13 Jun 2025
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Feb 2025 - 20 Feb 2025
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
04 Dec 2024 - 06 Dec 2024
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
20 Aug 2024 - 24 Aug 2024
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
11 Jun 2024 - 12 Jun 2024
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
06 May 2024 - 11 May 2024
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
09 Nov 2023 - 10 Nov 2023
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
02 Jun 2023 - 09 Jun 2023
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
24 Oct 2022 - 01 Nov 2022
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
10 Jan 2020 - 15 Jan 2020
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
25 Nov 2019 - 28 Nov 2019
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
30 Jul 2019 - 02 Aug 2019
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
16 May 2019 - 19 May 2019
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
27 Feb 2019 - 01 Mar 2019
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
26 Nov 2018 - 30 Nov 2018
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
17 Jul 2018 - 20 Jul 2018
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
06 Mar 2018 - 10 Mar 2018
No
AH6287
BARCLAYS BANK PLC
Type 1: dealing in securities
07 Nov 2017 - 10 Nov 2017
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.