Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHENG, CHUNG TING
Chinese Name of Relevant Individual
鄭仲婷
HKMA Registration Number
AH6288
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Dec 2019 - 16 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Dec 2019 - 16 Oct 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2017 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2017 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHENG, CHUNG TING
:
Chinese Name of Relevant Individual
鄭仲婷
:
HKMA Registration Number
AH6288
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH6288
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 Dec 2019 - 16 Oct 2022
No
AH6288
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
03 Dec 2019 - 16 Oct 2022
No
AH6288
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
07 Nov 2017 - 06 Jun 2019
No
AH6288
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
07 Nov 2017 - 06 Jun 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.