Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
ZOLL, MARTIN KLAUS
Chinese Name of Relevant Individual

HKMA Registration Number
AH6308
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
09 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
GLOBAL HEAD OF EQUITY CAPITAL MARKETS, GLOBAL CO-HEAD OF STRATEGIC EQUITY FINANCING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
09 Nov 2017
Is an Executive Officer? (Yes / No)
Yes
Capacity
GLOBAL HEAD OF EQUITY CAPITAL MARKETS, GLOBAL CO-HEAD OF STRATEGIC EQUITY FINANCING
Remarks
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
09 Nov 2017
Is an Executive Officer? (Yes / No)
No
Capacity
GLOBAL HEAD OF EQUITY CAPITAL MARKETS, GLOBAL CO-HEAD OF STRATEGIC EQUITY FINANCING
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
ZOLL, MARTIN KLAUS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH6308
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
09 Nov 2017
Yes
GLOBAL HEAD OF EQUITY CAPITAL MARKETS, GLOBAL CO-HEAD OF STRATEGIC EQUITY FINANCING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
09 Nov 2017
Yes
GLOBAL HEAD OF EQUITY CAPITAL MARKETS, GLOBAL CO-HEAD OF STRATEGIC EQUITY FINANCING
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 6: advising on corporate finance
09 Nov 2017
No
GLOBAL HEAD OF EQUITY CAPITAL MARKETS, GLOBAL CO-HEAD OF STRATEGIC EQUITY FINANCING